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The Clinical Trials Process





When you take part in a clinical trial, you receive your treatment in the UI Health Outpatient Cancer Center or while you are an inpatient at the UI Hospital.  Doctors, nurses, social workers and other health professionals may be part of your treatment team.  They will follow your progress closely.  You may have more tests and doctor visit than you would if you were not taking part of a study.  You will follow a treatment plan your doctor prescribes, and you may also have other responsibilities, such as keeping a log or filling out forms about your health.  Some studies require your healthcare team to continue to check on you even after your treatment is complete. 

While clinical trials have risks for the people who participate, each study also takes steps to protect patients.  These steps include:


  1. Each clinical trial has an action plan (protocol) that explains how it will work.

The study’s investigator, usually a doctor, prepares an action plan for the study.  Known as a protocol, this plan explains what will be done in the study and why.  It outlines how many people will take part in the study, what medical tests they will receive and how often, and the treatment plan.  The same protocol is used by each doctor that takes part.  For patient safety, each protocol must be approved by the organization that sponsors the study (such as the National Cancer Institute) and the Institutional Review Board (IRB) at each hospital or other study site.  This board, which includes consumers, clergy, and health professionals, reviews the protocol to try to be sure that the research will not expose patients to extreme or unethical risks.


  1. Each study enrolls people who are alike in key ways.

Each study’s protocol describes the characteristics that all patients in the study must have.  Called eligibility criteria, these guidelines differ from study to study, depending on the research purpose.  They may include age, gender, the type and stage of cancer, and whether cancer patients who have had prior cancer treatment or who have other health problems can take part.

Using eligibility criteria is an important principle of medical research that helps produce reliable results.  During a study, they help protect patient safety, so that people who are likely to be harmed by study drugs or other treatments are not exposed to the risk.  After results are in, they also help doctors know which patient groups will benefit if the new treatment being studied is proven to work.  For instance, a new treatment may work for one type of cancer but not for another, or it may be more effective for men than women. 


  1. Cancer clinical trials include research at difference phases.  Each phase answers different questions about the new treatment.

Phase I Trials:

Phase I trials are the first step in testing a new treatment in humans.  In these studies, researchers look for the best way to give a new treatment (e.g. by mouth, IV drip, or injection? How many times a day?).  They also try to find out if and how the treatment can be given safely (e.g. best dose?); and they watch for harmful side effects.  Because less is known about the possible risks and benefits in Phase I, these studies usually include only a limited number of patients, between 15 and 30, and who would not be helped by other known treatments.

Phase II Trials:

Phase II trials continue to test the safety of the new agent and begin to evaluate how well it works against a specific type of cancer.  As in Phase I, only a small number of people (less than 100) take part.  In general, these participants have been treated with chemotherapy, surgery or radiation, but treatment has not been effective.  It is important to remember that when a phase II trial begins, it is not yet known if the agent tested works against the specific cancer being studied.  Unpredictable side effects can also occur in these trials.

Phase III Trials:

Phase III trials focus on how a new treatment compares to standard treatment, (treatment currently accepted and most widely used).  Researchers want to learn whether the new treatment is better than, the same as, or worse than the standard treatment.  In most cases, studies move into Phase III testing, only after a treatment shows promise in Phases I and II.  Phase III trials may include hundreds to thousands of people around the country ranging from people newly diagnosed with cancer to people with extensive disease.  In Phase III trials, people are assigned at random to receive either the new treatment or the standard treatment.  Researchers assigned patients by chance either to a group taking the new treatment (called the treatment group) or to a group taking standard treatment (called the control group).  This method, called randomization, helps to avoid having the study’s results affected by human choices or other factors not related to the treatments being tested.  In some studies, researchers do not tell the patient whether he or she is in the treatment or control group (called a single blind study).  This approach is another way to avoid prejudice, because when people know what drug they are taking, it might change the way they react.  For instance, patients who know they were taking the new treatment might expect it to work better and report hopeful signs because they want to believe they are getting well.  This could make the results look better than they really are.

Phase IV Trials:

Phase IV trials are used to further evaluate the long-term safety and effectiveness of a treatment.  Less common that phase I, II and III trials, phase IV trials usually take place after the new treatment has been approved for standard use.